-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBt1tLDWTcj9JlQyjeaf/GUiPXS1iImzjqGd/ZZ/o1dvJBAXHGb4ZkV6B/4MZzBI 5Ho7xGRUVzBF1WfdhJp2sQ== 0000895755-00-000019.txt : 20000215 0000895755-00-000019.hdr.sgml : 20000215 ACCESSION NUMBER: 0000895755-00-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VARI L CO INC CENTRAL INDEX KEY: 0000917173 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 060678347 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-44019 FILM NUMBER: 537248 BUSINESS ADDRESS: STREET 1: 4895 PEORIA STREET CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 303/371-1560 MAIL ADDRESS: STREET 1: 11101 EAST 51ST AVENUE CITY: DENVER STATE: CO ZIP: 80239 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KISER JOSEPH H CENTRAL INDEX KEY: 0000939349 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 047283912 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: VARI L CO INC STREET 2: 11101 EAST 51ST ST CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 3033711560 MAIL ADDRESS: STREET 1: VARI L CO INC STREET 2: 11101 EAST 51ST ST CITY: DENVER STATE: CO ZIP: 80239 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) Vari-L Company, Inc. (Name of Issuer) Common Stock, $.01 par value) (Title of Class of Securities) 922150 10 7 (CUSIP Number) 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Joseph H. Kiser 2) Check the Appropriate Box if a Member of a Group* Not Applicable (a) (b) 3) SEC USE ONLY 4) Citizenship or Place of Organization U.S. Number of Shares 5) Sole Voting Power 547,743 Beneficially Owned 6) Shared Voting Power 91,800 By Each Reporting 7) Sole Dispositive Power 547,743 Person With 8) Shared Dispositive Power 91,800 9) Aggregate Amount Beneficially Owned by Each Reporting Person 639,543 10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable 11) Percent of Class Represented by Amount in Row (9) 8.9% 12) Type of Reporting Person IN AMENDMENT NO. 5 TO SCHEDULE 13G FOR JOSEPH H. KISER Item 1(a) Name of Issuer: Vari-L Company, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 4895 Peoria Street, Denver, Colorado 80239 Item 2(a) Name of Person Filing: Joseph H. Kiser. Item 2(b) Address of Principal Business Office or, if None, Residence: The address of the principal business office of Mr. Kiser is 4895 Peoria Street, Denver, Colorado 80239. Item 2(c) Citizenship: Mr. Kiser is a United States Citizen. Item 2(d) Title of Class of Securities: Common Stock, $.01 par value. Item 2(e) CUSIP Number: 922150-10-7 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act. (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) [ ] Group, in accordance with Rule 13d- 1(b)(1)(ii)(H) of the Act. Not applicable. Item 4 Ownership. (a) Amount Beneficially Owned: Mr. Kiser is the beneficial owner of 639,543 shares of Common Stock as of December 31, 1999. Includes 250,000 shares issuable to Mr. Kiser upon the exercise of outstanding stock options exercisable on December 31, 1999, or within 60 days thereafter. Also includes 91,800 shares beneficially owned by Mr. Kiser by virtue of his acting as co-trustee with his spouse, Nora L. Kiser, pursuant to certain trust agreements and 106,063 shares beneficially owned by Mr. Kiser by virtue of his acting as the sole or a co-trustee pursuant to certain other trust agreements. Does not include 200,000 unvested stock options subject to vesting schedules, and 6,250 shares subject to completion of performance goals. (b) Percent of Class: Mr. Kiser's beneficially owned shares and options (exercisable on December 31, 1999, or within 60 days thereafter) represent 8.9% of the shares of Common Stock outstanding (based on 6,954,483 shares of Common Stock outstanding on December 31, 1999.) (c) Number of shares as to which Mr. Kiser has: (i) sole power to vote or to direct the vote: 547,743 shares. (ii) shared power to vote or to direct the vote: 91,800 shares. (iii) sole power to dispose or to direct the disposition of: 547,743 shares. (iv) shared power to dispose or to direct the disposition of: 91,800 shares. Item 5 Ownership of Five Percent or Less of a Class. Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8 Identification and Classification of Members of the Group. Not applicable. Item 9 Notice of Dissolution of Group. Not applicable. Item 10 Certification. Not applicable. Not filed pursuant to Rule 13d-1(b). SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 2000 /s/ Joseph H. Kiser Joseph H. Kiser -----END PRIVACY-ENHANCED MESSAGE-----